REGULATORY INVENTORY AND REGULATORY CHANGE MANAGEMENT FRAMEWORK

摘要

A computer implemented method, implemented by an enterprise, of receiving regulatory change data from a feed, identifying a regulatory change, and communicating the regulatory change to an affected regulatory inventory associated with the enterprise. The method may also comprise of providing a questionnaire to a user, receiving questionnaire answers from a user, and creating a compliance action plan to assist the enterprise in managing the regulatory change.

主权项

1. A system for managing regulatory inventory and regulatory change for an enterprise, said system comprising:
a computing platform comprising one or more processing devices and executable software code stored in one or more electronic storage devices, wherein the executable software code is configured to cause the one or more processing devices to:
receive regulatory change data from one or more electronic feeds within a distributed server network, wherein the electronic feeds monitor one or more issuing authorities;identify a regulatory change from the regulatory change data;identify a regulatory inventory potentially affected by the regulatory change;communicate the regulatory change to a user dashboard associated with the affected regulatory inventory;provide a questionnaire to the user dashboard;receive a response to the questionnaire from a user; andcreate a compliance action plan for the regulatory change.