SYSTEMS AND METHODS FOR CLIENT SCREENING IN THE FINANCIAL SERVICES INDUSTRY

摘要

Systems, methods, and interfaces for screening clients for security compliance with a Customer Identification Program are disclosed. An illustrative system for screening clients can include a client screening engine adapted to filter client account data based on one or more filtering criteria, a database adapted to store client account information and verification status information, and a graphical user interface adapted to selectively display client account information and verification status information for one or more selected clients on a screen. The system can be used to submit identity verification requests to Customer Identification Program vendors for only those clients whose identity have not been verified.

主权项

1. A system for screening clients for security compliance, the system comprising:
a client screening engine adapted to filter client account data based on one or more filtering criteria; a database adapted to store client account information and verification status information; and a graphical user interface adapted to selectively display client account information and verification status information for one or more selected clients on a screen.