| 摘要 |
<p>A method and system for detecting potentially manipulative order patterns, and assisting compliance professionals with analyzing and determining whether remedial actions are required with respect to such patterns to comply with governing regulations, comprises: receiving market-wide data from different sources of marketplace data; receiving local order data and accounts corresponding to local trading activity; applying a compliance event detection module to the local order data and market-wide data; integrating a portion of the market-wide and the local order data into a combined stream; comparing the state of one account's local order book to the state of the market-wide order book; identifying a concentration of the local order book on one side; identifying a compliance-related event; generating a score associated with a compliance-related event; and providing a user-interactive interface that displays the state of the local market order book, the market-wide order book and a compliance related event.</p> |
