A robust position detection, cause-and-effect and rule determinants to govern excessive risks for global regulatory compliance

摘要

The robust position detection, cause-and-effect and rule determinants to govern excessive risks for global regulatory compliance (DCRD) method and system detects positions, determines rules to apply to position information, identifies causes and effects of positions, and distributes short position report information to appropriate recipients to govern excessive risks for global regulatory compliance. The DCRD methods and system may be configured to implement a rule engine and reporting solution in order to function as an expert system. The DCRD methods and system detect short positions, and identify cause-effect associated with short positions that form systemic risks. The DCRD methods and system determine rules applicable to the short positions by testing the cause-effect of the short position information in relation to the rules and validates the strategic effect the short positions prior to reporting for the short position information to governance and compliance according to one or more rule criteria.