发明名称 |
Method and System for Monitoring Financial Market Trading Activity to Establish and Track Aggregate Trading Limits Based on Trading Sub-Limits Assigned by Prime Brokers for Particular Trading Entities |
摘要 |
The present invention relates to systems and methods for monitoring market transaction activity data to determine when a trading entity has exceeded an aggregated limit consisting of one or more trading sub-limits corresponding to one or more custodial prime brokers facilitating trading for the trading entity. The method includes collecting at a centralized hub real time data related to conditions of a trading market from one or more liquidity destinations trading at least one financial article of trade. Trading activity for a trading entity is determined. An aggregate trading limit is determined that is based on one or more trading sub-limits assigned by one or more prime brokers for that trading entity. It is determined when that trading activity exceeds the aggregate trading limit.
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申请公布号 |
US2011161220(A1) |
申请公布日期 |
2011.06.30 |
申请号 |
US20100914699 |
申请日期 |
2010.10.28 |
申请人 |
FTEN, INC. |
发明人 |
COLE LEE ARTHUR;KITTELSEN DOUGLAS GUY;LAFEVER MALCOLM GARY;MYERSON TED NATHAN |
分类号 |
G06Q40/00 |
主分类号 |
G06Q40/00 |
代理机构 |
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代理人 |
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主权项 |
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地址 |
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