METHODS OF MONITORING BEHAVIOR/ACTIVITY OF AN INDIVIDUAL ASSOCIATED WITH AN ORGANIZATION

摘要

A cooperative arrangement (100) and method (200) to monitor behaviors and other activities by an individual in an organization are disclosed. A personal financial disclosure statement, personal financial records, and other relevant financial data associated with an individual who is associated with, or to be associated with, the organization are obtained (210, 220)). Information is extracted from the personal financial disclosure statement, the personal financial records, and the other relevant financial data and input into a risk assessment algorithm (230). The risk assessment algorithm operates on the input information and generates risk assessment data (240). The risk assessment data is evaluated to make a determination of certification with respect to the individual (250). A decision to certify means that the risk associated with the individual, with respect to committing fraud or some other improper act with respect to the organization, is acceptable.