| 摘要 |
The current invention creates a financial structure has two distinct components. The first component of the structure is that it allows an investor to pay for, or exchange for, partnership interests with something other than cash, including low basis securities, defined as any security that has large unrealized capital gains, and/or Restricted Stock, as defined by Rule 144 of the Securities Act of 1933/34, as amended. The second component of the structure is that the partnership operates under a "Preservation of Principal" concept in which some or all of the investor's capital contribution to the partnership is protected from financial risk. This mitigation of risk is created using a portion of contributed funds, before the application of proceeds. The manner of protection is accomplished at the time the partnership either monitizes or uses the contributed securities as collateral. The techniques of Preservation of Principal may include, but are not limited to, the use of sophisticated option strategies, combination positions that may include shorting stock "against the box" coupled with the purchase of discounted securities, or other hedged, or arbitraged positions that provide protection to the investor's capital contribution in the event of project failure.
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