COMPUTERIZED METHOD AND SYSTEM FOR CREATING A NEW BROKERAGE ACCOUNT

摘要

A computerized system for creating a new brokerage account is disclosed. A new account wizard software component 510 guides a user through a series of data collection procedures 520,530 using a rules based engine to facilitate data collection processing according to a plurality of data collection rules that are stored in a database 150. A workflow management software component 141 manages data transfers and delegates task assignments 152 during creation of the new brokerage account. There is also an application programming interface layer software component 142 for interfacing data transfers between the workflow management software component 141 and external software components 120-127.