| 摘要 |
A method of computerized monitoring of investment trading includes providing historic trading data for a specific trader (24), selecting a plurality of trading parameters for the specific trader (20, 26) and obtaining current information regarding the selected parameters (20), and/or providing historic trading data (24) and applying rules (36) to the current information and/or historic trading data to determine if behavior of interest which may involve a rules violation (34), a departure from the rules which is not technically a violation or a potential departure from the rules which might make desirable further investigation has occurred. The system may be employed to monitor whether market timing of mutual fund investments has occurred. A corresponding computerized system is disclosed. |
