发明名称 |
Check and trade, the pre-trading compliance enforcement system for insiders in a company |
摘要 |
The system enables people who trade in stock listed securities to check whether a transaction is compliant with existing laws, rules and company regulations before an intended transaction is actually executed. An unambiguous "Yes or No' will be provided regarding the question whether the intended transaction is compliant with existing laws, rules and company regulations. This answer is provided by a computer system that by means of a rules or decision engine running against a database with data on clients, rules, market news and other relevant data about the insider determines the correct answer whether a transaction will be compliant or not. This indication is therefor of a pre-trading nature.
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申请公布号 |
US2002091622(A1) |
申请公布日期 |
2002.07.11 |
申请号 |
US20010923314 |
申请日期 |
2001.08.07 |
申请人 |
MASTWYK ANGELICA M.T.;KONINGSVELD THEO VAN |
发明人 |
MASTWYK ANGELICA M.T.;KONINGSVELD THEO VAN |
分类号 |
G06Q30/00;(IPC1-7):G06F17/60 |
主分类号 |
G06Q30/00 |
代理机构 |
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代理人 |
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主权项 |
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地址 |
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