| 摘要 |
A computer system is provided for automatically calculating broker-dealer disclosure data requirements for a publicly traded security that the broker-dealer holds. The computer system includes a MODEM in electrical/electronic communication with a source of encoded publicly traded security market data and a digital computer comprising a first I/O port for electronic communication with broker-dealer data processing apparatus, a second I/O port for electronic connection to the MODEM for processing the encoded data, and a memory device within which is stored a set of computer instructions defining computer system operation. The digital computer communicates with the broker-dealer apparatus to identify a broker-dealer position in the publicly traded security and processes MODEM-received data relating thereto to calculate a haircut coefficient for adjusting the position to comply with Rule 15-c 3-1 of the Securities Exchange Act, as amended.
|
