| 摘要 |
A system, method, and computer program product directed toward the use of a computer network for the financial services industry where financial advisors, broker/dealers, and custodians can compete for one another's business. The systems, methods and computer products allow for financial advisors to buy a book of a business, sell a book of a business, transition to a new broker/dealer, or locate a new custodian for their clients' assets. |
| 主权项 |
1. A method for transitioning a financial advisor to a new broker, dealer or custodian, comprising the steps of:
querying, by a computer, a database accessed via a website, comprising a list of financial advisors; selecting, by the computer, the financial advisor from the list of financial advisors, bidding, by the computer, an amount for the financial advisor; notifying, by the computer, the financial advisor of the amount presented during the bidding step; receiving, by the computer, personally-identifying information about the financial advisor; and confirming, by the computer, the amount entered during the bidding step. |
