| 摘要 |
Systems and methods are disclosed for providing a framework for operational risk management and control. In the disclosed systems and methods, roles and responsibilities may be defined for at least one function of an enterprise, and at least one control objective may be defined to identify at least one operational risk associated with at least one of the roles and responsibilities. Further, at least one control standard may be defined to describe an activity to be taken to achieve the at least one control objective. Finally, certification may be performed to certify adherence to the at least one control standard. In one embodiment, a periodic certification process may be implemented to determine compliance with the at least one control standard by a person responsible for the performance of the control standard.
|
