Methods and systems for transaction compliance monitoring

摘要

An automated transaction integrity monitoring system ( 100 ) operative to monitor electronic transactions of an enterprise and detect exceptions indicating noncompliance with enterprise policies. An extractor ( 140 ) obtains data from heterogeneous data sources such as enterprise databases. A staging database ( 155 ) caches data from the data sources. A mapper ( 150 ) maps enterprise data into an enterprise ontology used to express enterprise policies. A knowledge base ( 165 ) stores computer-executable policy statements, extractor data, and mapper data. A monitoring database ( 175 ) stores data mapped in the enterprise ontology. A collaborative reasoning engine (CORE) ( 160 ) executes policy statements against the monitoring database and determines exceptions. An exceptions database ( 185 ) stores exceptions from CORE. A case management system ( 190 ) provides for analysis and tracking of exceptions.