System and methods for integrated compliance monitoring

摘要

System and methods for integrated compliance monitoring. Various application modules work together to accomplish risk assessment and compliance monitoring. A risk assessment module facilitates the development of risk ratings based on responses to a plurality of compliance-related questions. The system can also include an action tracking module, and can further include a training module and a self-assessment module to determine individual compliance gaps. A common database is operatively connected to the modules to monitor the completion of assessments and to track actions based on remediation plans. In some embodiments, the invention is implemented via a computing platform or a collection of computing platforms interconnected by a network, such as a corporate intranet, in which case a web browser can facilitate use of the invention.